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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2020-03-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sei Investments Company | Oaks | PA | 06/2015 | 08/2018 |
| The Andrew Hoff Agency | Royersford | PA | 01/2017 | 04/2017 |
| Sei Investments Distribution Company | Oaks | PA | 03/2017 | 08/2018 |
| Commonwealth Financial Network | Waltham | MA | 01/2019 | Present |
| Andrew Hoff Agency | Royersford | PA | 08/2018 | Present |
1. Fixed insurance sales; as of 08/11/2020; 10% time spent during business hours; Conducted at branch location; Investment related. 2. Tax Preparation, Andrew Hoff Agency; as of 09/06/2018; Approximately 20% Time spent during securities trading hours per month; conducted at branch location; Not investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-02-26 |
| S63 | Uniform Securities Agent State Law Examination | 2017-08-14 |
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