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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-05-07
  • PA RA
    APPROVED
    Since 2024-05-07

Branch Locations

460 South Lewis Road Suite 101, Royersford, PA 19468 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

460 South Lewis Road Suite 101, Royersford, PA 19468 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
St Pedro &Associates Royersford PA 07/1999 Present
National Planning Corporation Royersford PA 10/2007 11/2017
Securities America, Inc. Royersford PA 11/2017 05/2024
Securities America Advisors Royersford PA 11/2017 05/2024
Lpl Financial Llc Royersford PA 05/2024 Present
  • 07/1999 → Present
    St Pedro &Associates
    Royersford, PA
  • 10/2007 → 11/2017
    National Planning Corporation
    Royersford, PA
  • 11/2017 → 05/2024
    Securities America, Inc.
    Royersford, PA
  • 11/2017 → 05/2024
    Securities America Advisors
    Royersford, PA
  • 05/2024 → Present
    Royersford, PA
Previous Registrations
  • 2017-11-01 → 2024-05-07
    Securities America Advisors, Inc.
    Royersford, PA
  • 2017-01-17 → 2017-11-03
    National Planning Corporation
    El Segundo, CA
    Royersford, PA
Other Businesses

1)04/30/2024 - St. Pedro & Associates, Inc - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 07/1999 - 123 Hr/Mth 2)04/30/2024 - The Ace Tomato Group LLC - Non-Variable Insurance - Inv Rel - Royersford, PA - Start: 08/1999 - 16 Hr/Mth 3)04/30/2024 - Naturally Rofo - Business Owner - farm store for distribution of beef and produce - Non-Inv Rel - Royersford, PA - Start: 05/2023 - 5 Hr/Mth 4)04/30/2024 - Heritage Farming LLC - Raise short horn beef herd - Non-Inv Rel - Gilbertsville, PA - Start: 03/2020 - 5 Hr/Mth 5)04/30/2024 - Family Tradition Farming LLC - Farm - Non-Inv Rel - Gilbertsville, PA - Start: 03/2020 - 5 Hr/Mth

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-10
S63 Uniform Securities Agent State Law Examination 2000-09-08
  • S66 Uniform Combined State Law Examination
    2016-11-10
  • S63 Uniform Securities Agent State Law Examination
    2000-09-08

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