Stephen Richard San Roman

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2017 → 11/2025
  Massachusetts Mutual Life Insurance Company
  San Antonio, TX
• 01/2017 → 11/2025
  Mml Investors Services
  San Antonio, TX
• 04/2015 → 01/2017
  Dxp Enterprises, Inc.
  Mcallen, TX
• 11/2025 → Present
  Raymond James & Associates
  San Antonio, TX

Previous Registrations

• 2018-01-03 → 2025-11-25
  Mml Investors Services, Llc
  San Antonio, TX
  San Antonio, TX

Exams

• S66 Uniform Combined State Law Examination
  2017-11-10

Other Names

• Stephen San Roman