Jonathan David Moore

Wells Fargo Clearing Services, LLC

Cockeysville, MD

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Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2017-07-11

MD RA
APPROVED

Since 2017-07-11

Branch Locations

8830 Stanford Blvd 3Rd Fl [M2-Rbo], Columbia, MD 21045 • United States

11234 York Rd, Cockeysville, MD 21030 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Bank Na	Forest Hill	MD	01/2001	Present
Wells Fargo Clearing Servics, Llc	Forest Hill	MD	04/2017	Present

01/2001 → Present

Wells Fargo Bank Na

Forest Hill, MD
04/2017 → Present

Wells Fargo Clearing Servics, Llc

Forest Hill, MD

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-07-11
S63	Uniform Securities Agent State Law Examination	2017-06-16

S65 Uniform Investment Adviser Law Examination

2017-07-11
S63 Uniform Securities Agent State Law Examination

2017-06-16

Other Names

Jonathan Moore

View on SEC IAPD

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EMELIA ADUTWUMWAA SARBENG

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CETERA INVESTMENT ADVISERS LLC · COLUMBIA, MD

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Columbia , MD

TRANSAMERICA FINANCIAL ADVISORS, LLC · COLUMBIA, MD

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Columbia, MD

WHITE OAK WEALTH MANAGEMENT · COLUMBIA, MD

MML INVESTORS SERVICES, LLC · Columbia, MD

WHITE OAK WEALTH MANAGEMENT · COLUMBIA, MD

WELLS FARGO CLEARING SERVICES, LLC · COLUMBIA, MD

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