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Ernest Giltner

Schwab Wealth Advisory, Inc.

Phoenix, AZ

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Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-01-04
AZ RA APPROVED 2018-11-02
CA RA APPROVED 2018-10-04
  • TX RA
    APPROVED_RES
    Since 2021-01-04
  • AZ RA
    APPROVED
    Since 2018-11-02
  • CA RA
    APPROVED
    Since 2018-10-04

Branch Locations

2423 E Lincoln Dr, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Phoenix AZ 04/2017 Present
Unemployed Phoenix AZ 06/2016 04/2017
Schwab Wealth Advisory Inc Phoenix AZ 10/2018 Present
  • 04/2017 → Present
    Charles Schwab & Co., Inc.
    Phoenix, AZ
  • 06/2016 → 04/2017
    Unemployed
    Phoenix, AZ
  • 10/2018 → Present
    Schwab Wealth Advisory Inc
    Phoenix, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-24
S63 Uniform Securities Agent State Law Examination 2017-07-27
  • S66 Uniform Combined State Law Examination
    2018-08-24
  • S63 Uniform Securities Agent State Law Examination
    2017-07-27
Designations

View on SEC IAPD

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