Joseph Ozag

Employer firm

Hornor, Townsend & Kent, LLC CRD 4031

$9.01B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2000 → 03/2021
  Finra (Formerly Nasd)
  Rockville, MD
• 03/2021 → 11/2021
  Unemployed
  Frederick, MD
• 01/2022 → Present
  Hornor, Townsend And Kent
  Horsham, PA

Other Businesses

1) PERSONAL DATA ANALYTICS PROJECT | POSITION: Proprietor/Owner | NATURE: Personal research and development project involving data analytics and analysis of publicly available information. Activities are exploratory in nature and may have potential future commercial applications. No clients are serviced, no securities transactions are conducted, and no compensation is currently received. INVESTMENT RELATED: No NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 0 START DATE: 03/15/2026 | ADDRESS: Same as Residential Address | DESCRIPTION: I am creating the AI-based data analytics system that will retrieve and review publicly available data and information.

Exams

• S63 Uniform Securities Agent State Law Examination
  2024-02-23
• S65 Uniform Investment Adviser Law Examination
  2024-01-25
• S66 Uniform Combined State Law Examination
  1999-02-26