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Mike Seropian

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Beverly Hills, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-02-04
CA RA APPROVED 2017-07-07
  • TX RA
    APPROVED_RES
    Since 2022-02-04
  • CA RA
    APPROVED
    Since 2017-07-07

Branch Locations

101 S Rodeo Dr, Beverly Hills, CA 90212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Angeles CA 04/2017 Present
City National Bank Irvine CA 06/2015 03/2017
Bank Of America, Na Los Angeles CA 04/2017 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-06
  • S66 Uniform Combined State Law Examination
    2017-07-06
Other Names
  • Mher Seropian
  • Mike Seropian
  • Mher Mike Seropian

View on SEC IAPD

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