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Current Employers
Northstar Financial Companies, Inc.

1201 E. Hector St, Conshohocken, PA 19428 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-01-08
  • PA RA
    APPROVED
    Since 2021-01-08

Branch Locations

1201 E. Hector St, Conshohocken, PA 19428 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 03/2020 Present
Cambridge Investment Research, Inc. Fairfield IA 12/2018 Present
Rutgers University Business School New Brunswick NJ 08/2014 05/2018
Northwestern Mutual Princeton NJ 05/2017 02/2018
Rasoi Iii South Brunswick NJ 05/2018 11/2018
  • 03/2020 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 12/2018 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 08/2014 → 05/2018
    Rutgers University Business School
    New Brunswick, NJ
  • 05/2017 → 02/2018
    Northwestern Mutual
    Princeton, NJ
  • 05/2018 → 11/2018
    Rasoi Iii
    South Brunswick, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-01-08
  • S65 Uniform Investment Adviser Law Examination
    2021-01-08

View on SEC IAPD

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