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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-08-07
TX RA APPROVED 2010-01-01
  • CA RA
    APPROVED
    Since 2023-08-07
  • TX RA
    APPROVED
    Since 2010-01-01

Branch Locations

1700 South 10Th Street Paseo Plaza Shopping Center, Mcallen, TX 78503 • United States

Comfort, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Mcallen TX 12/1998 Present
Previous Registrations
  • 2002-06-03 → 2010-01-01
    Ubs International Inc.
    Mcallen, TX
    Mcallen, TX
  • 1999-03-09 → 2002-06-01
    Mcallen, TX
Other Businesses

1)WAHKIWI / 3534 PLAZAS DEL LAGOEDINBURG, TX 78539 / INFANCY STAGE- PENDING APPROVAL WITH APPLY FORSTATE OF TEXAS LIMITED LIABILITY COMPANY /HOBBY/BUSINESS- I AM DESIGNING AND PATENTING A DANCE BAG. WORKING WITH LOCAL COLLEGE IN OUTSOURCING PRODUCTION. / CEO / START DATE 04/30/2010 / 10 HRS PER MONTH. Dandyjo Properties LLC / 3534 Plazas Del Lago Edinburg, TEXAS 78539 / Other/ Real Estate / Real Estate Properties rental / Officer / / Monitor the outside Real Estate company that will manage the properties for a fee. / Start Date Limited Liability Company / 5/27/19

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-03-05
S63 Uniform Securities Agent State Law Examination 1999-03-04
  • S65 Uniform Investment Adviser Law Examination
    1999-03-05
  • S63 Uniform Securities Agent State Law Examination
    1999-03-04
Other Names
  • Lena Winkel
  • Lena Nuel Adamswinkel

View on SEC IAPD

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