Michael Jason Maynes

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2010 → Present
  Lpl Financial, Llc
  Boca Raton, FL

Previous Registrations

• 1999-03-26 → 2010-09-01
  Ameriprise Financial Services, Llc
  Boca Raton, FL

Other Businesses

1. 2/10/2023 - Tortuga Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 03/01/2023 - 160 Hours Per Month/65 Hours During Securities Trading 2. 06/20/2023 - Tortuga OM, Inc. - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date 04/25/2018 - 16 Hours Per Month/ 1 Hour During Securities Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-12-27
• S63 Uniform Securities Agent State Law Examination
  1999-05-17

Designations

• Certified Financial Planner