Best Investors Account Sign in

Kristine Judith Forster

Ubs Financial Services Inc.

Phoenix, AZ

Claim This Profile
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-08-05
  • CA RA
    APPROVED
    Since 2019-08-05

Branch Locations

2575 East Camelback Road Suite 900, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Phoenix AZ 11/2018 Present
Northern Trust Tempe AZ 06/2018 11/2018
Pepperdine University Malibu CA 08/2017 04/2018
Admix Social Scottsdale AZ 05/2016 05/2018
Lockstep Systems Scottsdale AZ 03/2013 06/2018
Full-Time Student Malibu CA 08/2014 04/2018
Ubs Financial Services Phoenix AZ 05/2017 08/2017
  • 11/2018 → Present
    Ubs Financial Services
    Phoenix, AZ
  • 06/2018 → 11/2018
    Northern Trust
    Tempe, AZ
  • 08/2017 → 04/2018
    Pepperdine University
    Malibu, CA
  • 05/2016 → 05/2018
    Admix Social
    Scottsdale, AZ
  • 03/2013 → 06/2018
    Lockstep Systems
    Scottsdale, AZ
  • 08/2014 → 04/2018
    Full-Time Student
    Malibu, CA
  • 05/2017 → 08/2017
    Ubs Financial Services
    Phoenix, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-05
  • S66 Uniform Combined State Law Examination
    2019-08-05

View on SEC IAPD

Other Firms

EW ADVISER, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
KESTRA ADVISORY SERVICES, LLC
SMEAD CAPITAL MANAGEMENT, INC.
J.P. MORGAN SECURITIES LLC
WELLS FARGO CLEARING SERVICES, LLC
ROBERT W. BAIRD & CO. INCORPORATED
MARINER

Other Investors

DAREN MICHAEL FRANKEBERGER
Kenneth ALEXANDER Riley
Jamie L Morton
HEATH EDWARD WHETSEL
Rizwan B Shah
JOSEPH JOHN MCNAUGHTON
Alyssa Shelton
Frank Iustin Mancuso

Other Offices

EW ADVISER, LLC · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
UBS FINANCIAL SERVICES INC. · PHOENIX, AZ
UBS FINANCIAL SERVICES INC. · Phoenix, AZ
KESTRA ADVISORY SERVICES, LLC · PHOENIX, AZ
SMEAD CAPITAL MANAGEMENT, INC. · PHOENIX, AZ

More in Phoenix, AZ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor