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Patrick Joseph Broughton

Nisa Investment Advisors, LLC

St. Louis, MO

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Current Employers
Nisa Investment Advisors, Llc

7676 Forsyth Blvd Suite 1100, St. Louis, MO 63105-4141 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2023-03-30
  • MO RA
    APPROVED
    Since 2023-03-30

Branch Locations

7676 Forsyth Blvd Suite 1100, St. Louis, MO 63105-4141 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nisa Investment Advisors, Llc Clayton MO 05/2020 Present
Bowdoin College Brunswick ME 08/2016 05/2020
Nisa Investment Advisors, Llc Clayton MO 06/2019 08/2019
Stifel Clayton MO 12/2018 01/2019
Stifel Clayton MO 06/2018 08/2018
Northwestern Mutual Chesterfield MO 06/2017 08/2017
  • 05/2020 → Present
    Nisa Investment Advisors, Llc
    Clayton, MO
  • 08/2016 → 05/2020
    Bowdoin College
    Brunswick, ME
  • 06/2019 → 08/2019
    Nisa Investment Advisors, Llc
    Clayton, MO
  • 12/2018 → 01/2019
    Stifel
    Clayton, MO
  • 06/2018 → 08/2018
    Stifel
    Clayton, MO
  • 06/2017 → 08/2017
    Northwestern Mutual
    Chesterfield, MO
Designations

View on SEC IAPD

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