Robert B Smith

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Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2019-09-26
IL	RA	APPROVED	2019-01-08

TX RA
APPROVED

Since 2019-09-26
IL RA
APPROVED

Since 2019-01-08

Branch Locations

1256 W Northwest Highway, Palatine, IL 60067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Meadowhawk Capital, Llc	Chicago	IL	04/2009	06/2018
Edward Jones	St Louis	MO	11/2018	Present
Unemployed	Chicago	IL	06/2018	11/2018

04/2009 → 06/2018

Meadowhawk Capital, Llc

Chicago, IL
11/2018 → Present

Edward Jones

St Louis, MO
06/2018 → 11/2018

Unemployed

Chicago, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-01-05

S66 Uniform Combined State Law Examination

2019-01-05

Designations

Other Names

Robert Bernard Smith

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC

COMMONWEALTH FINANCIAL NETWORK

LPL ENTERPRISE, LLC

LOCKE FINANCIAL SERVICES, INC.

OSAIC WEALTH, INC.

CITIGROUP GLOBAL MARKETS INC.

CETERA INVESTMENT ADVISERS LLC

J.P. MORGAN SECURITIES LLC

Other Investors

STEPHEN TODD MACTAVISH

JOHN ROBERT RESSLER

ALAN NEAL LEVINE

LAWRENCE WILLIAM SCHMITT

TODD ANDREW LEFEVRE

MARK EDWARD LEFEVRE

DENZIL ALAN LOCKE

ERIC ARTHUR MARZINKE

Other Offices

LPL FINANCIAL LLC · PALATINE, IL

COMMONWEALTH FINANCIAL NETWORK · Palatine, IL

LPL ENTERPRISE, LLC · PALATINE, IL

LPL FINANCIAL LLC · Palatine, IL

LOCKE FINANCIAL SERVICES, INC. · PALATINE, IL

LOCKE FINANCIAL SERVICES, INC. · Palatine, IL

OSAIC WEALTH, INC. · PALATINE, IL

EDWARD JONES · PALATINE, IL

More in Palatine, IL

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