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Christian Robert Tompkins

LPl Financial LLC

Farmington, CT

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-02-23
  • CT RA
    APPROVED
    Since 2026-02-23

Branch Locations

3 Forest Park Drive, Farmington, CT 06032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Adviceone Advisory Services, Llc Glastonbury CT 03/2024 04/2025
Mackinstry Financial Clinton CT 04/2017 03/2024
Foodworks Natural Market Old Saybrook CT 11/2013 03/2017
Meritage Financial Strategies Glastonbury CT 09/2025 12/2025
Unemployed Glastonbury CT 04/2025 09/2025
Lpl Financial Llc Farmington CT 02/2026 Present
  • 03/2024 → 04/2025
    Adviceone Advisory Services, Llc
    Glastonbury, CT
  • 04/2017 → 03/2024
    Mackinstry Financial
    Clinton, CT
  • 11/2013 → 03/2017
    Foodworks Natural Market
    Old Saybrook, CT
  • 09/2025 → 12/2025
    Meritage Financial Strategies
    Glastonbury, CT
  • 04/2025 → 09/2025
    Unemployed
    Glastonbury, CT
  • 02/2026 → Present
    Lpl Financial Llc
    Farmington, CT
Previous Registrations
Other Businesses

1) 02/09/2026 - Valenti Wealth Management - DBA for LPL Business (entity for LPL business) - Inv. Related- at reported business location(s).

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-04-28
S65 Uniform Investment Adviser Law Examination 2025-01-04
  • S63 Uniform Securities Agent State Law Examination
    2025-04-28
  • S65 Uniform Investment Adviser Law Examination
    2025-01-04
Other Names
  • Tompkins

View on SEC IAPD

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NEW ENGLAND ASSET MANAGEMENT, INC. · FARMINGTON, CT
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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Farmington, CT
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