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538 Preston Avenue, Meriden, CT 06450-4858 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-09-06 |
Branch Locations
538 Preston Avenue, Meriden, CT 06450-4858 • United States
17045 N. Scottsdale Rd, Scottsdale, AZ 85255 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Catapult Me, Inc | St. Louis Park | MN | 12/2016 | 04/2017 |
| Priority Envelope | Minneapolis | MN | 12/2012 | 12/2016 |
| New York Life Insurance Co. | Edina | MN | 03/2017 | 04/2019 |
| Nylife Securities Llc | Edina | MN | 05/2017 | 04/2019 |
| Quantum | Scottsdale | AZ | 05/2019 | 03/2022 |
| Financial Life Planners Llc | Phoenix | AZ | 04/2022 | 08/2023 |
| Alerus | Scottsdale | AZ | 08/2023 | Present |
| Osaic | Scottsdale | AZ | 09/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-04-07 |
| S63 | Uniform Securities Agent State Law Examination | 2017-06-23 |
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