Anthony Dicapua

Current Employers

Employment History

• 04/2015 → 03/2018
  Rhinebeck Bank
  Poughkeepsie, NY
• 03/2017 → 03/2018
  Infinex Investments, Inc.
  Meriden, CT
• 04/2018 → 06/2024
  Securities America, Inc.
  Newburgh, NY
• 04/2018 → 11/2019
  Securities America Advisors
  Highland, NY
• 10/2019 → Present
  Focused Wealth Management, Inc.
  Newburgh, NY
• 06/2024 → Present
  Osaic Wealth, Inc.
  Newburgh, NY

Previous Registrations

• 2018-04-10 → 2019-11-13
  Securities America Advisors, Inc.
  Highland, NY
• 2017-06-02 → 2018-03-09
  Osaic Institutions, Inc.
  Poughkeepsie, NY
  Meriden, CT
  Poughkeepsie, NY

Other Businesses

***NYS Life & Health Insurance Position: Insurance Sales Nature: NYS Life and Health Insurance Investment Related: Yes Hours: 2 Securities Trading Hours: 2 Start Date: 03/26/2018 Address: 11 BALMVILLE RD, NEWBURGH, STE 2 NORTH NY 12550 ***FOCUSED WEALTH MANAGEMENT, INC. POSITION: Advisory NATURE: Advisory INVESTMENT RELATED: Yes NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 12 START DATE: 03/26/2018 ADDRESS: 11 Balmville Road Suite 2 North, Newburgh NY 12550 DESCRIPTION: All Permissible Activities ***SUNY ORANGE FOUNDATION BOARD OF DIRECTOR POSITION: Board Member NATURE: Board of Directors Member - SUNY Orange Foundation INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/23/2023 ADDRESS: 1156 South Street, Middletown NY 10940 DESCRIPTION: As a member of the Board I will attend meetings every other month and discuss the appropriation of funds in support of SUNY Orange and its students. ***BARDAVON BOARD OF DIRECTOR POSITION: Board of Director NATURE: Bardavon Board of Director INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2023 ADDRESS: 35 Market Street, Poughkeepsie NY 12601 DESCRIPTION: Review and report on the operations of the Bardavon ***SUNY FOUNDATION - INVESTMENT COMMITTEE MEMBER POSITION: Committee Member NATURE: Board of Directors - Investment Commitee Member INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2024 ADDRESS: 1156 South Street, Middletown NY 10940 DESCRIPTION: As a member of the Committee, I will attend meetings every other month and discuss the restricted and non-restricted assets of the Foundation to ensure they align with the ongoing mission of the Foundation ***SUNY FOUNDATION - EXECUTIVE COMMITTEE MEMBER POSITION: Officer at Large - Committee Member NATURE: Board of Directors - Executive Committee Officer at Large INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2024 ADDRESS: 1156 South Street, Middletown NY 10940 DESCRIPTION: As a member of the Executive Committee, I will attend monthly meetings and discuss the operations of the Foundation, the College and students in which it supports, and discuss how best to carry-on the mission of the Foundation. ***EXECUTIVE/FINANCE COMMITEE MEMBER - BARDAVON OPERA HOUSE POSITION: Executive/Finance Committee Member NATURE: Executive/Finance Committee Member - Bardavon Opera House Board of Directors INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2023 ADDRESS: 35 market Street, Poughkeepsie NY 12601 DESCRIPTION: As a member of the Executive/Finance Committee, we will meet once per month to review the operations of the Opera House, ensure mission alignment, and review and analyze financial statements. ***ASD Wealth Management, Inc. - Owner Position: Owner: Nature: S Corp for compensation purposes; Address - 15 Levine Ln Unit 1504 Poughkeepsie, NY 12603; Investment Related: No: Hours: 3: Trading Hours: 0.

Exams

• S66 Uniform Combined State Law Examination
  2017-06-01