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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2025-06-12 |
| TX | RA | APPROVED_RES | 2025-05-16 |
Branch Locations
400 International Way Suite 110 1St Fl , Springfield, OR 97477 • United States
5885 Meadow Rd 860 [Satellite], Lake Oswego, OR 97035 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Portland | OR | 07/2013 | 03/2017 |
| Wells Fargo Clearing Services Llc | Portland | OR | 03/2017 | 05/2025 |
| Wells Fargo Advisors Financial Network, Llc | Lake Oswego | OR | 05/2025 | Present |
ART SELLER; NOT INVESTMENT RELATED; HILLSBORO,OR; INDEPENDENT CONTRACTOR; START DATE 11/23/2020; NUMBER OF HOURS PER MONTH 10; NUMBER OF HOURS DURING TRADING 0; SELLING PERSONAL ART AT LOCAL STORES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-09-05 |
| S63 | Uniform Securities Agent State Law Examination | 2017-09-15 |
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