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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-03-17
  • AZ RA
    APPROVED
    Since 2026-03-17

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Phoenix, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 03/2017 09/2017
Bank Of America, N.A. Chandler AZ 03/2017 09/2017
Bankers Life Phoenix AZ 12/2016 03/2017
Blk Live Music Food & Spirts Scottsdale AZ 05/2016 03/2017
Stand Up Live Phoenix AZ 11/2015 05/2021
Western & Southern Phoenix AZ 12/2015 01/2017
Bank Of America Corporation Chandler AZ 09/2017 09/2018
Morgan Stanley Scottsdale AZ 10/2018 02/2026
Crump Insurance Phoenix AZ 12/2015 02/2026
Morgan Stanley Private Bank, N.A. New York NY 11/2018 02/2026
Empower Financial Services, Inc Greenwood Village CO 02/2026 Present
Empower Advisory Group, Llc Greenwood Village CO 03/2026 Present
  • 03/2017 → 09/2017
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Chandler, AZ
  • 03/2017 → 09/2017
    Bank Of America, N.A.
    Chandler, AZ
  • 12/2016 → 03/2017
    Bankers Life
    Phoenix, AZ
  • 05/2016 → 03/2017
    Blk Live Music Food & Spirts
    Scottsdale, AZ
  • 11/2015 → 05/2021
    Stand Up Live
    Phoenix, AZ
  • 12/2015 → 01/2017
    Western & Southern
    Phoenix, AZ
  • 09/2017 → 09/2018
    Bank Of America Corporation
    Chandler, AZ
  • 10/2018 → 02/2026
    Scottsdale, AZ
  • 12/2015 → 02/2026
    Crump Insurance
    Phoenix, AZ
  • 11/2018 → 02/2026
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 02/2026 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 03/2026 → Present
    Greenwood Village, CO
Previous Registrations
Other Businesses

2.Mass Appeal Technologies LLC; Investment related: Yes; Scottsdale, AZ; affiliate marketing via social media; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); Oct 2016; During business hours: 0; After business hours: 10; affiliate marketer *641681 - Amazon DSP; Investment Related - No; Phoenix, Arizona; Automotive/Transportation; Employee (Proprietor, Partner, Officer, Director, Employee, Trusteuring Business Hours: 0; After Business Hours: 80; Driver

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-29
S63 Uniform Securities Agent State Law Examination 2018-04-14
  • S66 Uniform Combined State Law Examination
    2018-10-29
  • S63 Uniform Securities Agent State Law Examination
    2018-04-14
Other Names
  • Andre Lafleur

View on SEC IAPD

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