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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2022-08-01 |
Branch Locations
1200 Fourth Avenue, North Birmingham, AL 35203 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Infinex Investments, Inc. | Meriden | CT | 03/2017 | 07/2022 |
| Mass Mutual | Memphis | TN | 01/2017 | 03/2017 |
| Mississippi State University | Starkville | MS | 01/2016 | 12/2016 |
| Cappes Steakhouse | Starkville | MS | 06/2013 | 12/2016 |
| Bancorpsouth | Memphis | TN | 04/2017 | 07/2022 |
| Lpl Financial | Birmingham | AL | 07/2022 | Present |
| America's First Credit Union | Birmingham | AL | 07/2022 | Present |
1)07/28/2022 - AmFirst Financial - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 08/2022
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-11-16 |
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