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CRD 2422077
LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2012-01-17 |
Branch Locations
1200 Fourth Avenue, North Birmingham, AL 35203 • United States
2131 19Th Street North, Birmingham, AL 35020 • United States
300 4Th Ave Sw, Cullman, AL 35055 • United States
1819 20Th Street Ensley, Birmingham, AL 35218 • United States
1918 Veterans Memorial Drive, Birmingham, AL 35214 • United States
1039 Mount Olive Road, Gardendale, AL 35071 • United States
3052 Allison Bonnett Memorial Drive, Hueytown, AL 35023 • United States
#2 Inverness Center Parkway, Birmingham, AL 35242 • United States
1795 Ashville Road, Leeds, AL 35094 • United States
31 Commons Way, Oxford, AL 36203 • United States
10 Racquet Club Parkway, Pelham, AL 35124 • United States
724 Crow Drive, Birmingham, AL 35215 • United States
801 North Street E, Talladega, AL 35160 • United States
1910 Gadsden Highway, Trussville, AL 35235 • United States
1112 Montgomery Highway, Vestavia, AL 35216 • United States
4740 Eastern Valley Road, Mccalla, AL 35111 • United States
1050 Montlimar Drive, Mobile, AL 36609 • United States
180 County Road 304, Calera, AL 35040 • United States
2051 Martin St S, Pell City, AL 35128 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| America'S First Fcu | Birmingham | AL | 01/2004 | Present |
| Lpl Financial, Llc | North Birmingham | NC | 01/2012 | Present |
1. 12/16/2011 - DBA ONLY - AMERICA'S FIRST FINANCIAL, 100% OF TIME SPENT 2. 10/26/2021 - AmFirst Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 11/01/2021 - 0 Hours Per Month/0 Hour During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-01-26 |
| S63 | Uniform Securities Agent State Law Examination | 1994-01-28 |
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