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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2012-01-17
  • AL RA
    APPROVED
    Since 2012-01-17

Branch Locations

1200 Fourth Avenue, North Birmingham, AL 35203 • United States

2131 19Th Street North, Birmingham, AL 35020 • United States

300 4Th Ave Sw, Cullman, AL 35055 • United States

1819 20Th Street Ensley, Birmingham, AL 35218 • United States

1918 Veterans Memorial Drive, Birmingham, AL 35214 • United States

1039 Mount Olive Road, Gardendale, AL 35071 • United States

3052 Allison Bonnett Memorial Drive, Hueytown, AL 35023 • United States

#2 Inverness Center Parkway, Birmingham, AL 35242 • United States

1795 Ashville Road, Leeds, AL 35094 • United States

31 Commons Way, Oxford, AL 36203 • United States

10 Racquet Club Parkway, Pelham, AL 35124 • United States

724 Crow Drive, Birmingham, AL 35215 • United States

801 North Street E, Talladega, AL 35160 • United States

1910 Gadsden Highway, Trussville, AL 35235 • United States

1112 Montgomery Highway, Vestavia, AL 35216 • United States

4740 Eastern Valley Road, Mccalla, AL 35111 • United States

1050 Montlimar Drive, Mobile, AL 36609 • United States

180 County Road 304, Calera, AL 35040 • United States

2051 Martin St S, Pell City, AL 35128 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
America'S First Fcu Birmingham AL 01/2004 Present
Lpl Financial, Llc North Birmingham NC 01/2012 Present
  • 01/2004 → Present
    America'S First Fcu
    Birmingham, AL
  • 01/2012 → Present
    North Birmingham, NC
Previous Registrations
  • 2006-02-23 → 2012-01-19
    Cuna Brokerage Services, Inc.
    Birmingham, AL
    Birmingham, AL
Other Businesses

1. 12/16/2011 - DBA ONLY - AMERICA'S FIRST FINANCIAL, 100% OF TIME SPENT 2. 10/26/2021 - AmFirst Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 11/01/2021 - 0 Hours Per Month/0 Hour During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-26
S63 Uniform Securities Agent State Law Examination 1994-01-28
  • S66 Uniform Combined State Law Examination
    2006-01-26
  • S63 Uniform Securities Agent State Law Examination
    1994-01-28
Designations

View on SEC IAPD

Other Firms

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