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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2022-06-16 |
| TX | RA | APPROVED | 2022-06-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital Choice Financial Services | Greensboro | GA | 04/2016 | Present |
| Ameritas Investment Corp. | Lincoln | NE | 06/2017 | 10/2017 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 10/2017 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 06/2022 | Present |
1.SMARTPRO FINANCIAL, 16905 W Fetlock Trl, Surprise AZ 85387, United States, 10/20/2023, Agnet, Insurance/Benefits/Human Resources, INV REL - 20/MO - 15/TRADING. 2.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 06/16/2022
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-06-04 |
| S63 | Uniform Securities Agent State Law Examination | 2017-07-14 |
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