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Nicholas A Albert

Berger Financial Group

Plymouth, MN

Sun City, AZ

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Current Employers
Berger Financial Group

1695 State Hwy 169 N, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2021-11-30
  • AZ RA
    APPROVED
    Since 2021-11-30

Branch Locations

1695 State Hwy 169 N, Plymouth, MN 55441 • United States

13517 W Camino Del Sol, Sun City, AZ 85375 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research Fairfield IA 11/2019 10/2021
Cambridge Investment Research Fairfield IA 11/2019 10/2021
Dane Holdings Inc Sun City West AZ 06/2017 10/2021
Dane Holdings Tax Service Sun City West AZ 12/2016 10/2021
H&R Block Phoenix AZ 10/2014 12/2016
Desert Willow Woodworks, Llc Peoria AZ 08/2008 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 02/2021 10/2021
Berger Financial Group Plymouth MN 10/2021 Present
  • 11/2019 → 10/2021
    Cambridge Investment Research
    Fairfield, IA
  • 11/2019 → 10/2021
    Cambridge Investment Research
    Fairfield, IA
  • 06/2017 → 10/2021
    Dane Holdings Inc
    Sun City West, AZ
  • 12/2016 → 10/2021
    Dane Holdings Tax Service
    Sun City West, AZ
  • 10/2014 → 12/2016
    H&R Block
    Phoenix, AZ
  • 08/2008 → Present
    Desert Willow Woodworks, Llc
    Peoria, AZ
  • 02/2021 → 10/2021
    Fairfield, IA
  • 10/2021 → Present
    Plymouth, MN
Previous Registrations
Other Businesses

1)Desert Willow Woodworks, LLC., 31332 N 137th Ln, Peoria, AZ, 08/01/88, NIR, Owner/operator, woodworking, 20 hours/wk- 0 hours during trading hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-02-13
  • S66 Uniform Combined State Law Examination
    2021-02-13
Other Names
  • Nick A Albert

View on SEC IAPD

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