Robert Sanford Wade

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2013-05-01

TX RA
APPROVED_RES

Since 2013-05-01

Branch Locations

9940 W Happy Valley Pkwy #101, Peoria, AZ 85383 • United States

16765 N Litchfield Rd, Surprise, AZ 85374 • United States

528 W. Gurley St., Prescott, AZ 86301 • United States

3650 N. Glassford Hill Road,, Prescott Valley, AZ 86314 • United States

20155 N. 67Th Ave, Glendale, AZ 85308-7000 • United States

2303 N 44Th Street Ste 1, Phoenix, AZ 85008 • United States

14601 N Scottsdale Rd Ste 115, Scottsdale, AZ 85254 • United States

6777 W Cactus, Peoria, AZ 85381 • United States

5241 N. 16Th Street Suite 4, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	San Diego	CA	09/2005	Present

09/2005 → Present

Lpl Financial, Llc

San Diego, CA

Other Businesses

(1) 09/30/2005 * Non-Variable Insurance * INV REL * AT REPORTED BUSINESS LOCATION(S) 2). 03/19/2019 - Credit Union West - Investment related - At reported business location(s) - Financial Institution Duty - start date:12/02/2013 - 40 hrs/mo - 6 hrs during trading.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2002-11-14

S63 Uniform Securities Agent State Law Examination

2002-11-14

Designations

View on SEC IAPD