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Eric Michael Gallardo

Sendero Wealth Management, LLC

San Antonio, TX

CRD 6773608

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Employer firm

Sendero Wealth Management, LLC CRD 145594

$6.51B regulatory AUM 1 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Sendero Wealth Management, Llc

250 W. Nottingham Suite 300, San Antonio, TX 78209 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-04-18
  • TX RA
    APPROVED
    Since 2024-04-18

Branch Locations

250 W. Nottingham Suite 300, San Antonio, TX 78209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Frost Investment Advisors, Llc San Antonio TX 02/2017 05/2018
The Hartford San Antonio TX 07/2012 11/2016
Frost Investment Advisors, Llc San Antonio TX 05/2018 08/2021
Randolph Brooks Federal Credit Union San Antonio TX 08/2021 06/2022
M9 Solutions San Antonio TX 06/2022 03/2024
Sendero Wealth Management San Antonio TX 03/2024 Present
  • 02/2017 → 05/2018
    Frost Investment Advisors, Llc
    San Antonio, TX
  • 07/2012 → 11/2016
    The Hartford
    San Antonio, TX
  • 05/2018 → 08/2021
    Frost Investment Advisors, Llc
    San Antonio, TX
  • 08/2021 → 06/2022
    Randolph Brooks Federal Credit Union
    San Antonio, TX
  • 06/2022 → 03/2024
    M9 Solutions
    San Antonio, TX
  • 03/2024 → Present
    Sendero Wealth Management
    San Antonio, TX
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-06-27
  • S65 Uniform Investment Adviser Law Examination
    2017-06-27

View on SEC IAPD

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