Best Investors Account Sign in

Tyler Luis Montano

Ameriprise Financial Services, LLC

San Jose, CA

Santa Clara, CA

Claim This Profile
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-04-01
  • CA RA
    APPROVED
    Since 2024-04-01

Branch Locations

1905 The Alameda, San Jose, CA 95126 • United States

Santa Clara, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities Llc Glendale CA 09/2017 10/2022
New York Life Insurance Co Glendale CA 03/2017 10/2022
Unemployed Santa Monica CA 12/2016 03/2017
Cross Creek Systems Los Angeles CA 03/2016 11/2016
Ameriprise Financial Services, Llc San Jose CA 10/2022 Present
  • 09/2017 → 10/2022
    Nylife Securities Llc
    Glendale, CA
  • 03/2017 → 10/2022
    New York Life Insurance Co
    Glendale, CA
  • 12/2016 → 03/2017
    Unemployed
    Santa Monica, CA
  • 03/2016 → 11/2016
    Cross Creek Systems
    Los Angeles, CA
  • 10/2022 → Present
    Ameriprise Financial Services, Llc
    San Jose, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-09
S63 Uniform Securities Agent State Law Examination 2019-04-15
  • S66 Uniform Combined State Law Examination
    2023-01-09
  • S63 Uniform Securities Agent State Law Examination
    2019-04-15

View on SEC IAPD

Other Firms

J.P. MORGAN SECURITIES LLC
PFG ADVISORS
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
WELLS FARGO CLEARING SERVICES, LLC
EQUITABLE ADVISORS, LLC
ROLO VENTURES MANAGEMENT LLC
TIGER & BULLDOG MANAGEMENT, LLC
HICKOK ADVISORY, LLC

Other Investors

Ryan Leiby
Adrian Baker
Bianca N. Cross
Jonathan A Stoft
BAO DINH
Luke Maura
BEN Wolff KRUGMAN
DANIEL ROY OWENS

Other Offices

J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
PFG ADVISORS · San Jose, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
WELLS FARGO CLEARING SERVICES, LLC · SAN JOSE, CA
J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
EQUITABLE ADVISORS, LLC · CAMPBELL, CA
ROLO VENTURES MANAGEMENT LLC · SAN JOSE, CA

More in San Jose, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor