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Robert Frosch

Wells Fargo Clearing Services, LLC

St. Louis, MO

Saint Louis, MO

Wells Fargo Advisors Financial Network, LLC

St. Louis, MO

St. Louis, MO

Saint Louis, MO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-06-27
TX RA APPROVED_RES 2017-09-08
  • MO RA
    APPROVED
    Since 2024-06-27
  • TX RA
    APPROVED_RES
    Since 2017-09-08

Branch Locations

One N Jefferson Ave, St. Louis, MO 63103 • United States

Saint Louis, MO • United States

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2023-07-25
  • MO RA
    APPROVED
    Since 2023-07-25

Branch Locations

One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES

One N Jefferson Ave, St. Louis, MO 63103 • United States

Saint Louis, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services St. Louis MO 03/2017 Present
Robert Half International St. Louis MO 03/2017 06/2017
Barnes & Noble Booksellers Saint Peters MO 08/2009 06/2018
Rafco, Llc Saint Louis MO 09/2015 06/2018
  • 03/2017 → Present
    Wells Fargo Clearing Services
    St. Louis, MO
  • 03/2017 → 06/2017
    Robert Half International
    St. Louis, MO
  • 08/2009 → 06/2018
    Barnes & Noble Booksellers
    Saint Peters, MO
  • 09/2015 → 06/2018
    Rafco, Llc
    Saint Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-22
S63 Uniform Securities Agent State Law Examination 2017-06-10
  • S66 Uniform Combined State Law Examination
    2023-07-22
  • S63 Uniform Securities Agent State Law Examination
    2017-06-10
Other Names
  • Rob Allen Frosch
  • Robert Frosch
  • Robert Allen Frosch

View on SEC IAPD

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