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Roger Dale Hubbert

Rfg Advisory, LLC

Madison, AL

Vestavia Hills, AL

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Current Employers
Rfg Advisory, Llc

1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-10-14
AL RA APPROVED 2019-04-05
  • TX RA
    APPROVED_RES
    Since 2020-10-14
  • AL RA
    APPROVED
    Since 2019-04-05

Branch Locations

100 Essex Ct., Suite C, Madison, AL 35758 • United States

1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investors Resource Madison AL 08/2011 Present
Raymond James Financial Services Advisors Inc. Madison AL 10/2012 Present
Rfg Advisory, Llc Vestavia Hills AL 04/2019 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-07-24
  • S65 Uniform Investment Adviser Law Examination
    2012-07-24
Other Names
  • Roger Dale Hubbert

View on SEC IAPD

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