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Current Employers
Foundations Investment Advisors Llc

4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2017-07-20
  • ME RA
    APPROVED
    Since 2017-07-20

Branch Locations

4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States

14 High Street, Lisbon Falls, ME 04252 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Employed - Independent Insurance Agent Lisbon Falls ME 02/2016 Present
Foundations Investment Advisors, Llc Scottsdale AZ 07/2017 Present
Other Businesses

JEREMY P BARNARD, LLC; IS INVESTMENT RELATED; 57 A MAINE STREET, LISBON FALLS, ME 04252; INSURANCE AND ANNUITY PRODUCER; SINCE 2016; AT LEAST 80 HOURS PER MONTH DURING MARKET TRADING HOURS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-07-11
  • S65 Uniform Investment Adviser Law Examination
    2017-07-11

View on SEC IAPD

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