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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2022-10-05 |
| PA | RA | APPROVED | 2022-02-22 |
| TX | RA | APPROVED | 2022-02-22 |
Branch Locations
100 Vanguard Blvd, Malvern, PA 19355 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self-Employed | Rehoboth Beach | DE | 08/2016 | 09/2021 |
| The Vanguard Group, Inc. | Malvern | PA | 11/2021 | Present |
| Mutual Of Omaha Investor Services | Rehoboth Beach | DE | 06/2019 | 09/2021 |
| Vanguard Marketing Corporation | Malvern | PA | 11/2021 | Present |
| Vanguard Advisers, Inc. | Malvern | PA | 10/2022 | Present |
NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: WILMINGTON, DE NATURE OF BUSINESS: LIFE AND HEALTH INSURANCE POSITION: N/A START DATE: 08/2016 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-03-09 |
| S63 | Uniform Securities Agent State Law Examination | 2019-06-22 |
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