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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-02-22 |
| NJ | RA | APPROVED | 2021-04-06 |
Branch Locations
201 Main St 4Th Fl [Tg-Rbo], Fort Worth, TX 76102 • United States
105 E Highway 114, Roanoke, TX 76262 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | New York | NY | 02/2018 | Present |
| Wells Fargo Clearing Services, Llc | New York | NY | 10/2018 | Present |
| Peoples United Bank | New York | NY | 06/2017 | 02/2018 |
| Umemployed | Brooklyn | NY | 04/2017 | 06/2017 |
| Jp Morgan Chase Bank | New York | NY | 03/2017 | 04/2017 |
| Jp Morgan Securities Llc | New York | NY | 03/2017 | 04/2017 |
| Citibank | New York | NY | 09/2016 | 03/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-04-05 |
| S63 | Uniform Securities Agent State Law Examination | 2019-04-19 |
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