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Jim Edward Brito

Wells Fargo Clearing Services, LLC

Fort Worth, TX

Roanoke, TX

CRD 6771038

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-02-22
NJ RA APPROVED 2021-04-06
  • TX RA
    APPROVED_RES
    Since 2022-02-22
  • NJ RA
    APPROVED
    Since 2021-04-06

Branch Locations

201 Main St 4Th Fl [Tg-Rbo], Fort Worth, TX 76102 • United States

105 E Highway 114, Roanoke, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na New York NY 02/2018 Present
Wells Fargo Clearing Services, Llc New York NY 10/2018 Present
Peoples United Bank New York NY 06/2017 02/2018
Umemployed Brooklyn NY 04/2017 06/2017
Jp Morgan Chase Bank New York NY 03/2017 04/2017
Jp Morgan Securities Llc New York NY 03/2017 04/2017
Citibank New York NY 09/2016 03/2017
  • 02/2018 → Present
    Wells Fargo Bank, Na
    New York, NY
  • 10/2018 → Present
    Wells Fargo Clearing Services, Llc
    New York, NY
  • 06/2017 → 02/2018
    Peoples United Bank
    New York, NY
  • 04/2017 → 06/2017
    Umemployed
    Brooklyn, NY
  • 03/2017 → 04/2017
    Jp Morgan Chase Bank
    New York, NY
  • 03/2017 → 04/2017
    Jp Morgan Securities Llc
    New York, NY
  • 09/2016 → 03/2017
    Citibank
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-05
S63 Uniform Securities Agent State Law Examination 2019-04-19
  • S66 Uniform Combined State Law Examination
    2021-04-05
  • S63 Uniform Securities Agent State Law Examination
    2019-04-19
Other Names
  • Jim E Brito
  • Jim Brito
  • Jim Edward Brito

View on SEC IAPD

Nearby Firms

AMERIPRISE FINANCIAL SERVICES, LLC
M2G VENTURES LLC
ACHELION CAPITAL MANAGEMENT, LLC

Nearby Investors

MICHAEL PETER BRUNN
Joseph D'Agostino
RYAN HOLLOWAY COX

Nearby Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Fort Worth, TX
M2G VENTURES LLC · FORT WORTH, TX
ACHELION CAPITAL MANAGEMENT, LLC · FORT WORTH, TX

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