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Christopher James Nixon

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wilkes Barre, PA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-01
PA RA APPROVED 2022-03-04
  • TX RA
    APPROVED
    Since 2022-11-01
  • PA RA
    APPROVED
    Since 2022-03-04

Branch Locations

600 Baltimore Dr, Wilkes Barre, PA 18702 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lawrence Cable And Company, Llp Wilkes Barre PA 09/2016 03/2021
Wilkes University Wilkes Barre PA 01/2013 05/2018
Avantax Investment Services, Inc. Wilkes Barre PA 07/2018 01/2022
Avantax Advisory Services Wilkes-Barre PA 07/2021 01/2022
Strategic Personal Financial Management Llc Wilkes-Barre PA 03/2021 12/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wilkes Barre PA 01/2022 Present
Baker Tilly Us Llp Wilkes Barre PA 01/2020 01/2022
  • 09/2016 → 03/2021
    Lawrence Cable And Company, Llp
    Wilkes Barre, PA
  • 01/2013 → 05/2018
    Wilkes University
    Wilkes Barre, PA
  • 07/2018 → 01/2022
    Avantax Investment Services, Inc.
    Wilkes Barre, PA
  • 07/2021 → 01/2022
    Avantax Advisory Services
    Wilkes-Barre, PA
  • 03/2021 → 12/2021
    Strategic Personal Financial Management Llc
    Wilkes-Barre, PA
  • 01/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Wilkes Barre, PA
  • 01/2020 → 01/2022
    Baker Tilly Us Llp
    Wilkes Barre, PA
Previous Registrations
  • 2021-07-29 → 2022-01-06
    Avantax Advisory Services
    Wilkes-Barre, PA
    Dallas, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-14
  • S66 Uniform Combined State Law Examination
    2021-07-14

View on SEC IAPD

Other Firms

MORGAN STANLEY
WELLS FARGO CLEARING SERVICES, LLC
JACOBI CAPITAL MANAGEMENT, LLC
JANNEY MONTGOMERY SCOTT LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BANKERS LIFE ADVISORY SERVICES, INC.
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CITIZENS SECURITIES, INC.

Other Investors

Joseph Karcutskie
TRICIA A. ZELINKA
DANIEL GEORGE CHAUMP
ERIN Mae ORAVIC
Ryan J Hinkle
MARY MCEVOY-DOCKERAY
RICHARD JOSEPH HAZZOURI
CANDICE S TOHME

Other Offices

MORGAN STANLEY · WILKES BARRE, PA
WELLS FARGO CLEARING SERVICES, LLC · WILKES BARRE, PA
JACOBI CAPITAL MANAGEMENT, LLC · WILKES BARRE, PA
JANNEY MONTGOMERY SCOTT LLC · Wilkes-Barre, PA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WILKES-BARRE, PA
BANKERS LIFE ADVISORY SERVICES, INC. · Wilkes Barre, PA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · WILKES BARRE, PA
CITIZENS SECURITIES, INC. · WILKES-BARRE, PA

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