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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-10-09 |
Branch Locations
Cross Creeke Pointe Suite 401 1065 Highway 315, Wilkes Barre, PA 18702 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Philadelphia | PA | 05/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Philadelphia | PA | 11/2016 | 02/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wilkes-Barre | PA | 03/2021 | 10/2025 |
| Bank Of America, N.A. | Wilkes-Barre | PA | 05/2021 | 10/2025 |
| Morgan Stanley Smith Barney Llc | Wilkes-Barre | PA | 10/2025 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 12/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-09-21 |
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