John J Holmes

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Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-09-06
CT	RA	APPROVED	2017-08-04

TX RA
APPROVED_RES

Since 2024-09-06
CT RA
APPROVED

Since 2017-08-04

Branch Locations

20 Sherman Hill Rd, Woodbury, CT 06798 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bank Of America	Hartford	CT	12/2006	03/2017
Edward Jones	St.LOuis	MO	04/2017	Present

12/2006 → 03/2017

Bank Of America

Hartford, CT
04/2017 → Present

Edward Jones

St.LOuis, MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-05-26

S66 Uniform Combined State Law Examination

2017-05-26

Other Names

John Joseph Holmes

View on SEC IAPD

Other Firms

OSAIC INSTITUTIONS, INC.

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OPPENHEIMER & CO. INC.

STIFEL, NICOLAUS & COMPANY, INCORPORATED

INTEGRATED WEALTH CONCEPTS LLC

KESTRA ADVISORY SERVICES, LLC

SANCTUARY ADVISORS, LLC

Other Investors

RONALD JOHN IANNUCCI

Cody Richard St John

KATHLEEN ANN LOMBARDO

RALPH LOUIS YOVANE

MARGUERITE ELIZABETH TOMEO

JEFFREY THOMAS MONTVILLE

THOMAS MICHAEL MCCARTHY

Other Offices

OSAIC INSTITUTIONS, INC. · WOODBURY, CT

RONALD J. IANNUCCI CFP · WOODBURY, CT

LPL FINANCIAL LLC · WOODBURY, CT

OPPENHEIMER & CO. INC. · SOUTHBURY, CT

STIFEL, NICOLAUS & COMPANY, INCORPORATED · SOUTHBURY, CT

INTEGRATED WEALTH CONCEPTS LLC · Southbury, CT

LPL FINANCIAL LLC · SOUTHBURY, CT

KESTRA ADVISORY SERVICES, LLC · Southbury, CT

More in Woodbury, CT

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