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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-06-24 |
| CT | RA | APPROVED | 2021-07-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Good Hill Mechanical | Woodbury | CT | 10/2008 | 01/2019 |
| Unemployed | Woodbury | CT | 01/2019 | 07/2019 |
| Waddell & Reed | Southbury | CT | 07/2019 | 07/2021 |
| Lpl Financial Llc | Southbury | CT | 07/2021 | Present |
1. 11/14/2023 - Arrowhead Financial Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/01/2024 - 160 Hours Per Month/ 7 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-06-10 |
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