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Cody Richard St John

LPl Financial LLC

Woodbury, CT

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-06-24
CT RA APPROVED 2021-07-21
  • TX RA
    APPROVED_RES
    Since 2025-06-24
  • CT RA
    APPROVED
    Since 2021-07-21

Branch Locations

53 Main St S #2, Woodbury, CT 06798 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Good Hill Mechanical Woodbury CT 10/2008 01/2019
Unemployed Woodbury CT 01/2019 07/2019
Waddell & Reed Southbury CT 07/2019 07/2021
Lpl Financial Llc Southbury CT 07/2021 Present
  • 10/2008 → 01/2019
    Good Hill Mechanical
    Woodbury, CT
  • 01/2019 → 07/2019
    Unemployed
    Woodbury, CT
  • 07/2019 → 07/2021
    Waddell & Reed
    Southbury, CT
  • 07/2021 → Present
    Southbury, CT
Previous Registrations
  • 2020-06-10 → 2021-07-21
    Waddell & Reed
    Hamden, CT
    Southbury, CT
Other Businesses

1. 11/14/2023 - Arrowhead Financial Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/01/2024 - 160 Hours Per Month/ 7 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-10
  • S66 Uniform Combined State Law Examination
    2020-06-10
Other Names
  • Cody St John

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