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Cody Chen

Morgan Stanley

Seattle, WA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-02-24
WA RA APPROVED 2019-04-16
  • TX RA
    APPROVED
    Since 2020-02-24
  • WA RA
    APPROVED
    Since 2019-04-16

Branch Locations

601 Union Street, Two Union Square Suite 5200, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Seattle WA 09/2018 Present
Morgan Stanley Seattle WA 03/2017 09/2018
Jamba Juice Bellevue WA 07/2014 02/2017
Morgan Stanley Private Bank, N.A New York NY 10/2025 Present
  • 09/2018 → Present
    Morgan Stanley
    Seattle, WA
  • 03/2017 → 09/2018
    Morgan Stanley
    Seattle, WA
  • 07/2014 → 02/2017
    Jamba Juice
    Bellevue, WA
  • 10/2025 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-16
  • S66 Uniform Combined State Law Examination
    2019-04-16

View on SEC IAPD

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Other Offices

KLAKNA GROUP LTD · SEATTLE, WA
EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC · SEATTLE, WA
MADISON PARK CAPITAL ADVISORS, LLC · SEATTLE, WA
ETERNAL DIGITAL FUND LTD. · SEATTLE, WA
FREESTONE CAPITAL MANAGEMENT, LLC · SEATTLE, WA
CEDAR RIVER CAPITAL, LLC · SEATTLE, WA
ROBERT A. UNDERHILL P.C. · SEATTLE, WA
SITKA PACIFIC CAPITAL MANAGEMENT, LLC · SEATTLE, WA

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