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190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-10-02 |
| MO | RA | APPROVED | 2024-07-01 |
Branch Locations
190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States
3 Park Plaza Ste 420, Irvine, CA 92614 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Student | Cape Girardeau | MO | 08/2016 | 05/2019 |
| Boeing | Berkeley | MO | 06/2019 | 01/2021 |
| Edward Jones | Fenton | MO | 06/2018 | 12/2018 |
| General Nutrition Center | Fenton | MO | 08/2014 | 11/2016 |
| Trevor Flota | Fairview Heights | IL | 01/2021 | 04/2021 |
| Zachary Esplund | Fairview Heights | IL | 01/2021 | 04/2021 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 04/2021 | 02/2022 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 05/2017 | 06/2018 |
| Northwestern Mutual Investment Services, Llc | Fairview Heights | IL | 07/2021 | 02/2022 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 08/2021 | 02/2022 |
| Buckingham Strategic Wealth, Llc | Clayton | MO | 02/2022 | 06/2024 |
| Focus Partners Wealth, Llc | St. Louis | MO | 07/2024 | Present |
Clairvoyant Property Group LLC, formed in July 2019, sole-owner, with no physical address, used to purchase rental properties with personal funds, spend 5-10 hours a month outside of trading hours, and no affiliations with other businesses. Blick Health, not investment related, no physical address, Owner/Chief Operating Officer, started in August 2024, 20 hours per month outside of trading hours, premise of business is to offer nutritional services to people to live a healthier lifestyle and create nutritional plans that help them achieve their goals
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-28 |
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