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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2025-08-08 |
| TX | RA | APPROVED_RES | 2025-06-10 |
Branch Locations
5600 Eubank Blvd Ne, Ste 155, Albuquerque, NM 87111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Indoor Horiculture Center | Durango | CO | 10/2014 | 01/2017 |
| Gallagher And Associates Llc/Gallagher Wealth Management | Albuquerque | NM | 02/2017 | 02/2023 |
| Lpl Financial, Llc | Albuquerque | NM | 03/2017 | 02/2023 |
| Foreside Fund Services, Llc | Albuquerque | NM | 05/2023 | 06/2025 |
| Advisorshares Investments, Llc | Albuquerque | NM | 02/2023 | 06/2025 |
| Lpl Financial Llc | Albuquerque | NM | 06/2025 | Present |
1 - 06/2025 - Gallagher Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hours/Month - 32.50 Hours During Trading - At reported business location(s). 2 - 06/2025 - Gallagher & Associates, LLC - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hours/Month - 32.50 Hours During Trading - At reported business location(s). 3 - 06/2025 - AdvisorShares Investments LLC - Outside/W-2 Employment - Not Inv Related - 20 Hours/Month - 0 Hour During Trading - Bethesda MD - OBA Start Date: 06/15/2025.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-08-07 |
| S66 | Uniform Combined State Law Examination | 2019-04-22 |
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