Michael Steven Bach

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2007 → 12/2017
  Scottrade, Inc
  St. Louis, MO
• 12/2017 → 12/2021
  Td Ameritrade, Inc.
  St. Louis, MO
• 12/2021 → Present
  Charles Schwab & Co., Inc.
  Arnold, MO
• 04/2022 → Present
  Charles Schwab Bank, Ssb
  Arnold, MO
• 04/2022 → Present
  Charles Schwab Premiere Bank
  Arnold, MO
• 04/2022 → Present
  Charles Schwab Trust Bank
  Arnold, MO

Previous Registrations

• 2018-01-05 → 2022-01-19
  Td Ameritrade, Inc.
  Omaha, NE
  St Louis, MO
  Omaha, NE
• 2014-05-27 → 2018-04-07
  Scottrade Investment Management
  Saint Louis, MO

Other Businesses

Name of Outside Business:Rental Property; Investment Related:No; Address of Outside Business:Lake Ozark, MO; Nature of Outside Business:Rental Property; Position:na; Start Date:5/1/2012; Hours per month: 0-10; Hours per month during securities trading hours: No; Description of Duties: Rent lake condo during Summer months

Exams

• S66 Uniform Combined State Law Examination
  2014-05-23
• S63 Uniform Securities Agent State Law Examination
  2003-08-25