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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-01-25 |
| PA | RA | APPROVED | 2017-05-18 |
Branch Locations
411 South State St., Newtown, PA 18940 • United States
Royersford, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services | Newtown | PA | 03/2017 | Present |
| Smith And Nephew | Fort Worth | TX | 08/2011 | 03/2017 |
The ARC Alliance / 3075 Ridge Pike Eagleville,PA 19403 / Charity/ Charity They provide therapy services to children with developmental disabilities. / Member of Board of director Attend board meetings and assist with forming the direction of the foundation / Start Date 5/12/2019
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-05-18 |
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