Juan Carlos Barcena

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2013 → 09/2017
  Del Valle Isd
  Del Valle, TX
• 09/2017 → 02/2018
  Unemployed
  Austin, TX
• 02/2018 → Present
  Principal Life Insurance Company
  Austin, TX
• 02/2018 → Present
  Principal Securities Inc
  Austin, TX
• 12/2019 → 06/2023
  6Pillars Financial Services
  Austin, TX
• 10/2023 → Present
  Barcena Financial Group
  Austin, TX

Other Businesses

**Fixed Insurance; Investment Related; Austin, TX; Agent; Fixed Life, Annuities, LTAC, DI, Health & Medical; Start Date: 08/01/2019; 16 hrs per month; 16 during trading hours. **Fixed Insurance; Investment Related; Austin, TX; Agent; Group Health; Start Date: 08/01/2019; 1 hrs per month; 1 during trading hours. **GREATER AUSTIN HISPANIC CHAMBER OF COMMERCE (GAHCC) POSITION: Board Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 02/15/2024 ADDRESS: 3601 Far West Blvd., Suite 204, Austin TX 78731, United States DESCRIPTION: The mission of the Greater Austin Hispanic Chamber of Commerce (GAHCC) is to be the leading resource and advocate for the Hispanic business community. Board members participate in monthly meetings to assist the GAHCC in its mission. **FOUNDATION FOR BETTER BUSINESS BUREAU (BBB) POSITION: Board Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/27/2025 ADDRESS: 1805 Rutherford Lane, Suite 100, Austin TX 78754, United States DESCRIPTION: The mission of the Foundation for Better Business Bureau (BBB) is to cultivate economic growth and prosperity by empowering small businesses with tailored educational initiatives, disseminating up-to-date research and data, and fostering impactful connections across Texas. Board Members participate in quarterly meetings to assist the BBB Foundation in their mission.

Exams

• S66 Uniform Combined State Law Examination
  2022-12-17
• S63 Uniform Securities Agent State Law Examination
  2018-06-25