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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-04-15 |
| NJ | RA | APPROVED | 2021-11-23 |
| TX | RA | APPROVED | 2020-09-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc | Plano | TX | 03/2017 | Present |
| Wfgia | Plano | TX | 11/2015 | Present |
| Heartland Institute Of Financial Educatino | Plano | TX | 10/2020 | Present |
Sales of insurance products and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc HEARTLAND INSTITUTE OF FINANCIAL EDUCATION / INVESTMENT RELATED: NO / PLANO TX 75074 / HOURS PER MONTH: 20 / HOURS DURING SECURITIES TRADING HOURS: 1 / PROVIDE COMPANIES WITH EMPLOYEE FINANCIAL EDUCATION CLASS / APPROVED WITH RESTRICTIONS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-08-31 |
| S63 | Uniform Securities Agent State Law Examination | 2018-05-04 |
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