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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2015-09-17
  • MN RA
    APPROVED
    Since 2015-09-17

Branch Locations

600 Portland Ave S, Minneapolis, MN 55415 • United States

Eagan, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Minneapolis MN 01/2011 Present
Thrivent Investment Managemnet Inc Minneapolis MN 01/2012 Present
Thrivent Financial For Lutherans Appleton WI 01/2012 Present
Wells Fargo Advisors Minneapolis MN 07/2005 Present
  • 01/2011 → Present
    Wells Fargo Advisors Llc
    Minneapolis, MN
  • 01/2012 → Present
    Thrivent Investment Managemnet Inc
    Minneapolis, MN
  • 01/2012 → Present
    Thrivent Financial For Lutherans
    Appleton, WI
  • 07/2005 → Present
    Wells Fargo Advisors
    Minneapolis, MN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-09-16
S63 Uniform Securities Agent State Law Examination 2002-11-07
  • S65 Uniform Investment Adviser Law Examination
    2015-09-16
  • S63 Uniform Securities Agent State Law Examination
    2002-11-07

View on SEC IAPD

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