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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2019-11-29
  • CO RA
    APPROVED
    Since 2019-11-29

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Centennial, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Solomon Group New Orleans LA 04/2016 10/2016
Ace Theatre Group New Orleans LA 08/2015 06/2016
Dinosaur Safaris, Inc. Basin WY 03/2008 Present
Charles Schwab & Co., Inc. Lone Tree CO 03/2017 09/2019
Gwfs Equities, Inc Greenwood Village CO 10/2019 Present
  • 04/2016 → 10/2016
    Solomon Group
    New Orleans, LA
  • 08/2015 → 06/2016
    Ace Theatre Group
    New Orleans, LA
  • 03/2008 → Present
    Dinosaur Safaris, Inc.
    Basin, WY
  • 03/2017 → 09/2019
    Charles Schwab & Co., Inc.
    Lone Tree, CO
  • 10/2019 → Present
    Gwfs Equities, Inc
    Greenwood Village, CO
Other Businesses

1) DINOSAUR SAFARIS, INC.| START DATE 03.01.2008| BASIN, WY| I AM A 4% OWNER IN THIS COMPANY. WE SELL DINOSAUR BONES TO MUSEUMS FOR LESS THAN 20 HOURS PER MONTH NON DURING TRADING HOURS. 2) Juvenile Apatosaurus LLC / Member. 10% owner of this LLC. Dinosaur bone inventory company. 3) Ledge Ends LLC / Owner. Reselling physical items bought at auction and third party marketplaces. I source items to sell at a premium off auction sites and local businesses. 10 hours per month; 0 during normal business hours. 3) Denver Chamber of Commerce / Economic Development Corporation Executive Committee Member. Primary contact for Empower. Attend meetings and networking events.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-25
S63 Uniform Securities Agent State Law Examination 2017-06-23
  • S66 Uniform Combined State Law Examination
    2019-11-25
  • S63 Uniform Securities Agent State Law Examination
    2017-06-23
Other Names
  • Zach Klos

View on SEC IAPD

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