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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2026-01-28 |
| TX | RA | APPROVED | 2026-01-15 |
Branch Locations
3225 Summit Square Pl Suite 200, Lexington, KY 40509 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lexington | KY | 11/2002 | 06/2017 |
| Bank Of America, N.A. | Lexington | KY | 12/2009 | 06/2017 |
| Ubs Financial Services Inc | Lexington | KY | 06/2017 | 01/2026 |
| Raymond James Financial Services Advisors, Inc. | Lexington | KY | 01/2026 | Present |
| Raymond James Financial Services, Inc. | Lexington | KY | 01/2026 | Present |
(1)Name of Business: Vine Street Private Wealth + Family Office Address: 3225 Summit Square Pl Ste 200, Lexington, KY, 40509, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 01/15/2026 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: DBA Vine Street Private Wealth + Family office. \nRJFS branch
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-03-20 |
| S63 | Uniform Securities Agent State Law Examination | 1999-03-15 |
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