Best Investors Account Sign in

Lucinda Barbara Candal

Thornburg Investment Management Inc

Santa Fe, NM

Claim This Profile
Current Employers
Thornburg Investment Management Inc

2300 North Ridgetop Road, Santa Fe, NM 87506 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2020-01-08
  • NM RA
    APPROVED
    Since 2020-01-08

Branch Locations

2300 North Ridgetop Road, Santa Fe, NM 87506 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Britannia Inc Santa Fe NM 03/2017 12/2019
Wells Fargo Bank, Na Santa Fe NM 12/2015 03/2017
Waddell & Reed Inc Sante Fe NM 02/2018 12/2019
Deborah J Trouw, Waddell And Reed Santa Fe NM 09/2018 12/2019
Deborah J Trouw Sante Fe NM 11/2018 12/2019
Various Insurance Carriers For W&R Insurance Agencies Santa Fe NM 11/2018 12/2019
Elevation Financial Group Inc Santa Fe NM 08/2019 12/2019
Thornburg Securities Corp. Santa Fe NM 01/2020 Present
  • 03/2017 → 12/2019
    Britannia Inc
    Santa Fe, NM
  • 12/2015 → 03/2017
    Wells Fargo Bank, Na
    Santa Fe, NM
  • 02/2018 → 12/2019
    Waddell & Reed Inc
    Sante Fe, NM
  • 09/2018 → 12/2019
    Deborah J Trouw, Waddell And Reed
    Santa Fe, NM
  • 11/2018 → 12/2019
    Deborah J Trouw
    Sante Fe, NM
  • 11/2018 → 12/2019
    Various Insurance Carriers For W&R Insurance Agencies
    Santa Fe, NM
  • 08/2019 → 12/2019
    Elevation Financial Group Inc
    Santa Fe, NM
  • 01/2020 → Present
    Thornburg Securities Corp.
    Santa Fe, NM
Previous Registrations
  • 2018-09-17 → 2019-12-09
    Waddell & Reed
    Las Vegas, NV
    Santa Fe, NM
    Santa Fe, NM
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-14
  • S66 Uniform Combined State Law Examination
    2018-09-14
Other Names
  • Luci Bonner
  • Lucinda Barbara Bonner

View on SEC IAPD

Other Firms

WELLS FARGO CLEARING SERVICES, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
G. ALLEN FINANCIAL INC.
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
EP WEALTH ADVISORS
EDWARD JONES
UBS FINANCIAL SERVICES INC.
RAYMOND JAMES & ASSOCIATES, INC.

Other Investors

LAWRENCE ELLIOT SCHWARTZ
ANTONIO CARLOS LOPEZ
ROBERT CALDER STACK
BRUCE HOWARD GALPERT
JESSICA LEIGH MARLOWE
QUENTIN JOHN HEFFRON
JOHN BARRY GERST
JILL MARIE ENLOE

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · SANTA FE, NM
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SANTA FE, NM
G. ALLEN FINANCIAL INC. · SANTA FE, NM
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SANTA FE, NM
EP WEALTH ADVISORS · Santa Fe, NM
EDWARD JONES · SANTA FE, NM
UBS FINANCIAL SERVICES INC. · SANTA FE, NM
RAYMOND JAMES & ASSOCIATES, INC. · SANTA FE, NM

More in Santa Fe, NM

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor