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Lucinda Barbara Candal

Thornburg Investment Management Inc

Santa Fe, NM

CRD 6768753

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Employer firm

Thornburg Investment Management Inc CRD 106357

$54.5B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • PORTFOLIO MANAGEMENT FOR WRAP FEE PROGRAMS

From the firm’s Form ADV. Read the guides:

Current Employers
Thornburg Investment Management Inc

2300 North Ridgetop Road, Santa Fe, NM 87506 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2020-01-08
  • NM RA
    APPROVED
    Since 2020-01-08

Branch Locations

2300 North Ridgetop Road, Santa Fe, NM 87506 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Britannia Inc Santa Fe NM 03/2017 12/2019
Wells Fargo Bank, Na Santa Fe NM 12/2015 03/2017
Waddell & Reed Inc Sante Fe NM 02/2018 12/2019
Deborah J Trouw, Waddell And Reed Santa Fe NM 09/2018 12/2019
Deborah J Trouw Sante Fe NM 11/2018 12/2019
Various Insurance Carriers For W&R Insurance Agencies Santa Fe NM 11/2018 12/2019
Elevation Financial Group Inc Santa Fe NM 08/2019 12/2019
Thornburg Securities Corp. Santa Fe NM 01/2020 Present
  • 03/2017 → 12/2019
    Britannia Inc
    Santa Fe, NM
  • 12/2015 → 03/2017
    Wells Fargo Bank, Na
    Santa Fe, NM
  • 02/2018 → 12/2019
    Waddell & Reed Inc
    Sante Fe, NM
  • 09/2018 → 12/2019
    Deborah J Trouw, Waddell And Reed
    Santa Fe, NM
  • 11/2018 → 12/2019
    Deborah J Trouw
    Sante Fe, NM
  • 11/2018 → 12/2019
    Various Insurance Carriers For W&R Insurance Agencies
    Santa Fe, NM
  • 08/2019 → 12/2019
    Elevation Financial Group Inc
    Santa Fe, NM
  • 01/2020 → Present
    Thornburg Securities Corp.
    Santa Fe, NM
Previous Registrations
  • 2018-09-17 → 2019-12-09
    Waddell & Reed
    Las Vegas, NV
    Santa Fe, NM
    Santa Fe, NM
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-14
  • S66 Uniform Combined State Law Examination
    2018-09-14
Other Names
  • Luci Bonner
  • Lucinda Barbara Bonner

View on SEC IAPD

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