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Vincent Scott Straight

Ubs Financial Services Inc.

Louisville, KY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2023-06-19
KY RA APPROVED 2020-08-31
  • IN RA
    APPROVED
    Since 2023-06-19
  • KY RA
    APPROVED
    Since 2020-08-31

Branch Locations

500 North Hurstbourne Suite 300, Louisville, KY 40222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dick's Sporting Goods Clarksville IN 02/2015 05/2018
Student - Indiana University Southeast New Albany IN 08/2014 08/2018
Ubs Financial Services Inc. Louisville KY 10/2018 Present
  • 02/2015 → 05/2018
    Dick's Sporting Goods
    Clarksville, IN
  • 08/2014 → 08/2018
    Student - Indiana University Southeast
    New Albany, IN
  • 10/2018 → Present
    Ubs Financial Services Inc.
    Louisville, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-29
  • S66 Uniform Combined State Law Examination
    2020-08-29

View on SEC IAPD

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