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Justin Michael Smith

Victory Financial

Austin, TX

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Current Employers
Victory Financial

6500 River Place Blvd. Bldg. 1, Ste. 203, Austin, TX 78730 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-08
  • TX RA
    APPROVED
    Since 2025-01-08

Branch Locations

6500 River Place Blvd. Bldg. 1, Ste. 203, Austin, TX 78730 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scale Up Aka Smith & Krause, Llc Montgomery TX 10/2016 Present
The Mize Group Houston TX 03/2016 10/2016
Axa Advisors, Llc New York NY 05/2017 06/2020
Equitable Advisors, Llc New York NY 05/2017 01/2025
  • 10/2016 → Present
    Scale Up Aka Smith & Krause, Llc
    Montgomery, TX
  • 03/2016 → 10/2016
    The Mize Group
    Houston, TX
  • 05/2017 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 05/2017 → 01/2025
    Equitable Advisors, Llc
    New York, NY
Previous Registrations
  • 2020-07-21 → 2025-01-09
    Equitable Advisors, Llc
    Montgomery, TX
    Houston, TX
    Houston, TX
    The Woodlands, TX
    Houston, TX
    Montgomery, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-07-15
S63 Uniform Securities Agent State Law Examination 2017-09-05
  • S66 Uniform Combined State Law Examination
    2020-07-15
  • S63 Uniform Securities Agent State Law Examination
    2017-09-05

View on SEC IAPD

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ALEXANDER BURTON YEAGER
Jonathan Martin Haefner
David Nathan Van Winkle
DILDA DEEPAK DALVI
ANNA VICTORIA BODINE
Stephanie Caroline Morgan
ROBERT KING HARRELL

Other Offices

AUSTIN MONEY MANAGEMENT CORPORATION · AUSTIN, TX
EVERLONG FINANCIAL · AUSTIN, TX
EDWARD JONES · Austin, TX
HARRELL INVESTMENT PARTNERS, LLC · AUSTIN, TX
WEATHERGAGE CAPITAL, LLC · AUSTIN, TX
LBJ FAMILY WEALTH ADVISORS, LTD. · AUSTIN, TX
JAMES S. MARROQUIN, CFP · AUSTIN, TX
OSAIC WEALTH, INC. · AUSTIN, TX

More in Austin, TX

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