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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-01-27 |
| CA | RA | APPROVED | 2017-10-12 |
Branch Locations
515 Marin Street Suite 408, Thousand Oaks, CA 91360 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc | Thousand Oaks | CA | 03/2017 | Present |
| World Financial Group, Inc. | Thousand Oaks | CA | 02/2017 | Present |
| Jacobs Technology | Edwards Afb | CA | 11/2012 | 12/2022 |
| Precision Contractors Inc. | Lancaster | CA | 10/2012 | 03/2017 |
| Arctic Slope Regional Corporation | Edwards Afb | CA | 09/2017 | 12/2022 |
| Net Law | Louisville | KY | 06/2019 | 12/2022 |
| California Compaction Corporation | Lancaster | CA | 01/2019 | 12/2022 |
| Miller Equipment Company Inc. | Lancaster | CA | 09/2023 | Present |
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc MILLER EQUIPMENT COMPANY INC. POSITION: Safety Manager NATURE: Construction Dirt work INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 8 START DATE: 09/11/2023 ADDRESS: 42636 Eighth St E, Lancaster CA 93535, United States DESCRIPTION: Construction Site Inspections Safety & Job Planning
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-09-07 |
| S63 | Uniform Securities Agent State Law Examination | 2017-04-28 |
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