Frank A Gomez

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2014 → 09/2020
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Jose, CA
• 05/2014 → 09/2020
  Bank Of America, N.A.
  San Jose, CA
• 10/2020 → 07/2023
  Citigroup/Citibank
  San Jose, CA
• 07/2023 → Present
  J.P. Morgan Securities Llc
  Saratoga, CA
• 07/2023 → Present
  Jpmorgan Chase Bank, N.A.
  Saratoga, CA
• 06/2022 → 07/2023
  Frank's Corner Store
  San Jose, CA
• 09/2020 → 07/2023
  Citigroup Global Markets Inc
  San Jose, CA

Previous Registrations

• 2020-12-18 → 2023-08-01
  Citigroup Global Markets Inc.
  San Francisco, CA
  Sunnyvale, CA
  Fresno, CA
  Burlingame, CA
  Los Altos, CA
  Santa Clara, CA
• 2017-09-19 → 2020-10-01
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Jose, CA
  San Jose, CA
  New York, NY
  San Jose, CA
  San Jose, CA
  San Jose, CA
  San Jose, CA
  San Jose, CA
  San Jose, CA
  San Jose, CA

Exams

• S66 Uniform Combined State Law Examination
  2017-09-18

Other Names

• Frank Gomez
• Frank A Gomez
• Frank Anthony Gomez