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Connor James Greenberg

Victory Financial

Austin, TX

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Current Employers
Victory Financial

6500 River Place Blvd. Bldg. 1, Ste. 203, Austin, TX 78730 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-08-17
  • TX RA
    APPROVED
    Since 2023-08-17

Branch Locations

6500 River Place Blvd. Bldg. 1, Ste. 203, Austin, TX 78730 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Allen TX 05/2017 09/2017
Garrison Financial Fayetteville AR 05/2016 05/2017
University Of Arkansas Fayetteville AR 08/2013 05/2017
Equitable Advisors, Llc New York NY 09/2017 08/2023
Victory Financial Austin TX 08/2023 Present
Axa Advisors, Llc New York NY 09/2017 06/2020
Purshe Kaplan Sterling Investments Albany NY 08/2023 Present
  • 05/2017 → 09/2017
    Unemployed
    Allen, TX
  • 05/2016 → 05/2017
    Garrison Financial
    Fayetteville, AR
  • 08/2013 → 05/2017
    University Of Arkansas
    Fayetteville, AR
  • 09/2017 → 08/2023
    New York, NY
  • 08/2023 → Present
    Austin, TX
  • 09/2017 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 08/2023 → Present
    Purshe Kaplan Sterling Investments
    Albany, NY
Previous Registrations
Other Businesses

1. Victory Financial Group|Investment Related|At registered location |RIA |Advisory | 08/2023 |160 hr/mo| 8 hr during trading| Wealth management and financial planning for clients. 2. Holmes Murphy |Not investment related| 901 East 5th St Austin TX 78702 | Health brokerage | Agent | Agent | 08/2021 | 2 hr/mo | >1 during trading | Relationship Management 3. Fixed insurance | Investment Related - Yes |Address - 901 E 5th St Austin Tx 78702| Nature - Fixed / Traditional Insurance| Position - Agent | Start Date - 08/20/2023 | Hours per Month - 5 hours/month | Hours per Month During Securities Trading Hours - 2 hours/month| Duties - Sales of fixed / Traditional insurance products

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-07
  • S66 Uniform Combined State Law Examination
    2017-12-07
Other Names
  • Connor Greenberg

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