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6500 River Place Blvd. Bldg. 1, Ste. 203, Austin, TX 78730 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-08-17 |
Branch Locations
6500 River Place Blvd. Bldg. 1, Ste. 203, Austin, TX 78730 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Allen | TX | 05/2017 | 09/2017 |
| Garrison Financial | Fayetteville | AR | 05/2016 | 05/2017 |
| University Of Arkansas | Fayetteville | AR | 08/2013 | 05/2017 |
| Equitable Advisors, Llc | New York | NY | 09/2017 | 08/2023 |
| Victory Financial | Austin | TX | 08/2023 | Present |
| Axa Advisors, Llc | New York | NY | 09/2017 | 06/2020 |
| Purshe Kaplan Sterling Investments | Albany | NY | 08/2023 | Present |
1. Victory Financial Group|Investment Related|At registered location |RIA |Advisory | 08/2023 |160 hr/mo| 8 hr during trading| Wealth management and financial planning for clients. 2. Holmes Murphy |Not investment related| 901 East 5th St Austin TX 78702 | Health brokerage | Agent | Agent | 08/2021 | 2 hr/mo | >1 during trading | Relationship Management 3. Fixed insurance | Investment Related - Yes |Address - 901 E 5th St Austin Tx 78702| Nature - Fixed / Traditional Insurance| Position - Agent | Start Date - 08/20/2023 | Hours per Month - 5 hours/month | Hours per Month During Securities Trading Hours - 2 hours/month| Duties - Sales of fixed / Traditional insurance products
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-12-07 |
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